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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2015-03-02
  • AK RA
    APPROVED
    Since 2015-03-02

Branch Locations

1529 Homer Spit Rd Suite 5, Homer, AK 99603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Homer AK 02/2015 Present
Raymond James Financial Services Adivsors Inc. Homer AK 03/2015 Present
Wealth Strategies Of Alaska, Llc Homer AK 08/2016 Present
The Homer Foundation Homer AK 12/2018 Present
  • 02/2015 → Present
    Raymond James Financial Services, Inc.
    Homer, AK
  • 03/2015 → Present
    Raymond James Financial Services Adivsors Inc.
    Homer, AK
  • 08/2016 → Present
    Wealth Strategies Of Alaska, Llc
    Homer, AK
  • 12/2018 → Present
    The Homer Foundation
    Homer, AK
Other Businesses

1) VAN'S HOUSEWATCH. NOT INVESTMENT RELATED:12/2014-PRESENT:HOMER, AK:SELF EMPLOYMENT:HOUSE MONITOR:4 HRS/WK:0 HRS DURING TRADING:MONITORING HOMES WHILE OWNERS ABSENT. 2) The Homer Foundation. Address: Homer, AK Nature of the Business: Board Member/Officer/Director Position/Title: Finance Committee Member Investment Related:Yes Start Date: 12/19/2018 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 0 Description of duties: Oversee The Foundation Investment account held and managed by Vanguard . I will not have trading powers. I will not be a signer on the account. My role will be to report to the board on the activity in the account and its performance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-25
  • S66 Uniform Combined State Law Examination
    2015-02-25

View on SEC IAPD

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