Thomas Zitzmann

Current Employers

Employment History

• 05/2003 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Homer, AK
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Homer, AK
• 06/2024 → Present
  Osaic Wealth, Inc.
  Homer, AK

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Homer, AK
  Tucson, AZ
  Anchorage, AK
• 2003-09-23 → 2020-11-06
  Kms Financial Services, Inc.
  Homer, AK
  Tucson, AZ
  Anchorage, AK
  Seattle, WA

Other Businesses

1.THE HOMER FOUNDATION POSITION: Board Member NATURE: I have been asked to accept a board position on the Homer Foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2023 ADDRESS: 3733 Ben Walters Lane, Ste 7, Homer AK 99603 DESCRIPTION: Serve on a Board of Trustees (11 members) whose responsibilities include ensuring the organizations goals are achieved. Those goals include:?* Develop a permanent endowment for the community.* Meet prudent standards in the stewardship of philanthropic assets.* Promote effective and responsible grant making designed to serve current and future community needs.* Demonstrate community leadership in identifying problems and designing philanthropic solutions.* Assist donors in fulfilling their philanthropic goals by providing a variety of philanthropic mechanisms.? 2.THOMAS ZITZMANN, LLC POSITION: Owner NATURE: CPA services, providing tax, financial statement and bookkeeping services. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1985 ADDRESS: 3691 Ben Walters Lane,, Ste 3, Unit 3, Homer AK 99603 DESCRIPTION: Tax planning & preparation, complied financial statements, bookkeeping services. 3. THOMAS ZITZMANN POSITION: Insurance Agent NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2004 ADDRESS: 3691 Ben Walters Lane, Suite 3, Unit 3, Homer AK 99603, United States DESCRIPTION: Sell insurance products

Exams

• S66 Uniform Combined State Law Examination
  2003-07-01

Designations

Other Names

• Thomas Zitzman