Harold Peyton Cook

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Dallas, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2009-02-13 → 2009-06-01
  Morgan Stanley & Co. Llc
  Dallas, TX
• 2006-07-24 → 2009-03-04
  Ubs Financial Services Inc.
  Dallas, TX

Other Businesses

1. *53130 - Legacy Star Enterprises, LTD; Investment related Yes; Dallas, Texas; Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2006; During business hours: 5; After business hours: 0; Control, Authority, Ownership of Partnership 2. *418147 - Trust; Investment related - Yes; Dallas, Texas; Trustee; 12/2020; During business hours: 1; After business hours: 0. *547333- Legacy Star Management LLC; Investment related-Yes; Dallas, Texas; Legacy Star Management is a 1% owner and the General Partner of Legacy Star Enterprises LTD; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2020; During business hours: 1; After business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2006-07-21

Other Names

• Harold P Cook