Peter Timothy Simpson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-28
MA	RA	APPROVED	2025-05-15
NH	RA	APPROVED	2025-05-15

TX RA
APPROVED_RES

Since 2025-05-28
MA RA
APPROVED

Since 2025-05-15
NH RA
APPROVED

Since 2025-05-15

Branch Locations

300 Bemis Road, Fitchburg, MA 01420 • United States

400 Mechanic Street, Leominster, MA 01453 • United States

520 Electric Avenue, Fitchburg, MA 01420 • United States

947 W Boylston Street, Worcester, MA 01606 • United States

72 Park Street, Ayer, MA 01432 • United States

71 Main Street, Westminster, MA 01473 • United States

10 Jungle Rd, Leominster, MA 01453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Professionals, Inc	Grafton	MA	05/2015	09/2016
Cuna Brokerage Services	Waverly	IA	10/2016	12/2021
Cuna Mutual Group	Waverly	IA	10/2016	12/2021
Cuso Financial Services, Lp	San Diego	CA	12/2021	05/2025
Lpl Financial Llc	Westminster	MA	05/2025	Present

05/2015 → 09/2016

Investment Professionals, Inc

Grafton, MA
10/2016 → 12/2021

Cuna Brokerage Services

Waverly, IA
10/2016 → 12/2021

Cuna Mutual Group

Waverly, IA
12/2021 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Westminster, MA

Previous Registrations

2021-12-06 → 2025-05-15

Cuso Financial Services, L.P.

Ayer, MA

Westminster, MA

Marlborough, MA

Worcester, MA

Leominster, MA

Fitchburg, MA

Fitchburg, MA

San Diego, CA

Fitchburg, MA
2016-10-31 → 2021-12-10

Cuna Brokerage Services, Inc.

Fitchburg, MA

Fitchburg, MA

Fitchburg, MA

Waverly, IA

Ayer, MA
2015-06-16 → 2016-09-23

Investment Professionals, Inc.

North Grafton, MA

San Antonio, TX
2013-03-18 → 2015-05-27

Santander Securities Llc

Worcester, MA

Framingham, MA

Lexington, MA

Westboro, MA

Framingham, MA
2011-08-08 → 2012-04-19

Cetera Investment Advisers Llc

West Boylston, MA
2008-08-28 → 2011-03-30

Citizens Securities, Inc.

Franklin, MA

Franklin, MA

Bellingham, MA

Milford, MA

Foxboro, MA

Mansfield, MA

Plainville, MA

Medfield, MA

Sharon, MA

Bellingham, MA
2007-04-02 → 2007-06-18

Morgan Stanley & Co. Llc

Middleton, MA
2006-06-16 → 2007-04-02

Morgan Stanley Dw Inc.

Danvers, MA

Other Businesses

1. 4/17/2025: IC Financial Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 5/16/2025; 160hrs/mo. during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-15

S66 Uniform Combined State Law Examination

2006-06-15

Other Names

Peter Timothy Simpson
Peter T Simpson

View on SEC IAPD