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Yecenia Lee

Morgan Stanley

Woodland Hills, CA

Santa Monica, CA

Westlake Village, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-15
CA RA APPROVED 2020-10-01
  • TX RA
    APPROVED_RES
    Since 2020-10-15
  • CA RA
    APPROVED
    Since 2020-10-01

Branch Locations

21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States

100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States

2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Simi Valley CA 12/2016 02/2019
J.P. Morgan Chase Bank, N.A. Simi Valley CA 11/2012 04/2017
J.P. Morgan Chase Bank, N.A. Woodland Hills CA 04/2017 02/2019
Morgan Stanley Smith Barney Llc Santa Monica CA 03/2019 Present
Morgan Stanley Smith Barney Llc Woodland Hills CA 09/2025 Present
  • 12/2016 → 02/2019
    J.P. Morgan Securities Llc
    Simi Valley, CA
  • 11/2012 → 04/2017
    J.P. Morgan Chase Bank, N.A.
    Simi Valley, CA
  • 04/2017 → 02/2019
    J.P. Morgan Chase Bank, N.A.
    Woodland Hills, CA
  • 03/2019 → Present
    Morgan Stanley Smith Barney Llc
    Santa Monica, CA
  • 09/2025 → Present
    Morgan Stanley Smith Barney Llc
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2017-02-10
  • S66 Uniform Combined State Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2017-02-10
Other Names
  • Yecenia Campos Contreras
  • Yecenia Campos

View on SEC IAPD

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VENTURA ADVISORS
LPL FINANCIAL LLC
LINCOLN INVESTMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
CITIGROUP GLOBAL MARKETS INC.
CHELSEA MANAGEMENT COMPANY

Other Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

More in Woodland Hills, CA

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