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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-23 |
| PA | RA | APPROVED | 2009-01-21 |
Branch Locations
100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States
York, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Mechanicsburg | PA | 09/2008 | Present |
| Mml Investors Services | Mechanicsburg | PA | 09/2008 | Present |
| Wienken Advisors, Ltd. | Mechanicsburgh | PA | 03/2015 | Present |
1) Name: Byron Dunlap Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Sales Start date: 1/1/2014 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Outside Annuities 2) NAME: Carothers Associates, LLC INV REL: Y ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Apartment complex POSITION: Member/owner START DATE: 01/01/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-26 |
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