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Ty Woodruff

J.P. Morgan Securities LLC

Carrollton, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-26

Branch Locations

1801 E Hebron Pkwy, Carrollton, TX 75010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tyler TX 12/2015 02/2019
Bank Of America, N.A. Tyler TX 12/2015 02/2019
Fidelity Brokerage Services Llc Westlake TX 03/2019 01/2023
J.P. Morgan Securities Llc Flower Mound TX 01/2023 Present
Jpmorgan Chase Bank, N.A. Flower Mound TX 01/2023 Present
Fidelity Personal And Workplace Advisors Westlake TX 04/2019 01/2023
  • 12/2015 → 02/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tyler, TX
  • 12/2015 → 02/2019
    Bank Of America, N.A.
    Tyler, TX
  • 03/2019 → 01/2023
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 01/2023 → Present
    J.P. Morgan Securities Llc
    Flower Mound, TX
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Flower Mound, TX
  • 04/2019 → 01/2023
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Previous Registrations
  • 2019-04-10 → 2023-01-23
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 2016-01-12 → 2019-02-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tyler, TX
  • 2014-09-12 → 2016-01-20
    Global Financial Private Capital, Inc.
    Tyler, TX
    Longview, TX
    Sarasota, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-18
S65 Uniform Investment Adviser Law Examination 2014-05-03
  • S63 Uniform Securities Agent State Law Examination
    2016-03-18
  • S65 Uniform Investment Adviser Law Examination
    2014-05-03
Other Names
  • Ty Matthew Woodruff
  • Ty Woodruff
  • Ty M Woodruff

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carrollton, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Carrollton, TX
J.P. MORGAN SECURITIES LLC · CARROLLTON, TX
CETERA INVESTMENT ADVISERS LLC · Carrollton, TX
MML INVESTORS SERVICES, LLC · Carrollton, TX
TRIUMPH WEALTH ADVISORS, INC. · Carrolton, TX
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