David B Hamlin

Current Employers

Employment History

• 12/2015 → Present
  Osaic Wealth, Inc.
  Utica, NY
• 11/2015 → Present
  Caruso Mclean & Co., Inc.
  Utica, NY
• 01/2025 → Present
  Empire Retirement Plans, Llc
  Utica, NY

Other Businesses

1. CARUSO MCLEAN POSITION: Administrative Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2020 ADDRESS: 130 Lomond Ct, Utica NY 13502, United States DESCRIPTION: Researching mutual funds. Speaking with clients. 2. CARUSO MCLEAN POSITION: Insurance Agent NATURE: NYS Insurance - Life, Accident, & Health INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 130 Lomond Ct, Utica NY 13502, United States DESCRIPTION: Advise on Insurance products. Mostly annuities. 3. DAVID HAMLIN POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2016 ADDRESS: 3 Galway Rd, New Hartford NY 13413, United States DESCRIPTION: Notary Public 4. EMPIRE RETIREMENT PLANS POSITION: Retirement Plan Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2025 ADDRESS: 130 Lomond Ct, Utica NY 13502, United States DESCRIPTION: Provide investment advisory services for retirement plans under an independent RIA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-05
• S63 Uniform Securities Agent State Law Examination
  2014-11-19

Designations