Max Andrew Rockwell

Employer firm

Ascentis Asset Management, LLC CRD 318126

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 09/2018
  The Ayco Company, L.P./Mercer Allied
  Dallas, TX
• 09/2018 → Present
  Wealthshield Llc
  Charlotte, NC
• 08/2023 → Present
  Golden State Asset Management
  South Coast Metro, CA
• 11/2024 → Present
  Org Partners Asset Management
  Dallas, TX

Previous Registrations

• 2024-12-06 → 2025-08-25
  Org Partners Asset Management
  Dallas, TX
• 2019-01-18 → 2025-05-31
  Wealthshield Llc
  Cary, NC
• 2015-02-21 → 2018-08-27
  Goldman Sachs Wealth Services, L.P.
  Dallas, TX

Other Businesses

Golden State Asset Management, LLC Investment Related, 201 E. Sandpointe Ave Ste 460, South Coast Metro CA 92707 40 hours/week. Oversee investments made in wealth management related businesses. CCDML Ventures Group LLC, Investment Related, 101 N. Tryon St. Suite 112, Charlotte, NC 28246, Wealth Management Investments, Partner, Partner, 25 hours/month. Partner overseeing investments made in wealth management related businesses.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-23