Thomas L Simons

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 10/2025
  Fidelity Investments
  Westlake, TX
• 07/2018 → 10/2025
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2025 → 10/2025
  Fidelity Investments
  Boston, MA
• 10/2025 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2025-03-31 → 2025-10-03
  Strategic Advisers Llc
  Lantana, TX
  Westlake, TX
  Boston, MA
• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Lantana, TX
  Westlake, TX
• 2015-06-26 → 2018-07-13
  Strategic Advisers Llc
  Westlake, TX
  Tulsa, OK

Exams

• S66 Uniform Combined State Law Examination
  2014-11-21

Other Names

• Thomas Lloyd Simons