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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-07 |
Branch Locations
19200 Von Karman Ave Suite 370, Irvine, CA 92657 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2017 | 04/2018 |
| Crosspoint Financial | Tustin | CA | 03/2017 | 04/2018 |
| Ameriprise Financial | Minneapolis | MN | 07/2014 | 03/2017 |
| Cal State Fullerton | Fullerton | CA | 08/2013 | 01/2017 |
| Raymond James Financial Services | Irvine | CA | 08/2020 | Present |
| Geneos Wealth Management Inc | Irvine | CA | 04/2018 | 08/2020 |
| Ihss | Midway City | CA | 09/2017 | Present |
| Raymond James Financial Advisory Services | Irvine | CA | 08/2020 | Present |
(1) Silversage Advisors DBA/Support 04/08/2018- present Irvine, CA 92612 40 hours per week Investment related Registered Sales Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-30 |
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