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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-01 |
| TX | RA | APPROVED | 2022-11-01 |
Branch Locations
58 South River Drive, Tempe, AZ 85281 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2014 | 07/2018 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2019 | 09/2022 |
| Unemployed | Phoenix | AZ | 08/2018 | 01/2019 |
| Morgan Stanley | Tempe | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-03 |
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