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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-20 |
| TX | RA | APPROVED | 2024-11-13 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jacob Zuniga Dds | Gilbert | AZ | 11/2015 | Present |
| Usaa Financial Planning Services | Phoenix | AZ | 11/2015 | 05/2020 |
| Usaa Financial Advisors Inc | Phoenix | AZ | 11/2015 | 05/2020 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 05/2020 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 05/2020 | Present |
| Charles Schwab Bank | Phoenix | AZ | 05/2020 | Present |
| Fisher Investments | Plano | TX | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-09 |
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