Brennan Ambrose Gmeiner

Current Employers

Employment History

• 08/2015 → 07/2019
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2015 → 07/2019
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2019 → 01/2023
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 07/2019 → Present
  Turning Point Financial
  Frederick, MD

Previous Registrations

• 2015-08-17 → 2019-07-23
  Cambridge Investment Research Advisors, Inc.
  Frederick, MD
• 2015-04-22 → 2015-07-20
  Raymond James Financial Services Advisors, Inc
  Glenside, PA

Other Businesses

1) YOUTH LACROSSE; FREDERICK, MD; 9/2015; ASSISTANT COACH; 6 HR/WK - 0/TRADING; NOT INVESTMENT RELATED. 2) LETIP OF FREDERICK MD; FREDERICK, MD; 9/2016; PRESIDENT OF NETWORKING GROUP; 1 HR/WK - 0/TRADING; NOT INVESTMENT RELATED. 3) Brennan Gmeiner Insurance Business, Independent Insurance Agent; Investment Related: No; Location: 1719 Castle Rock Rd Frederick Maryland 21701; Start date: 2016-01-01; Agent for various independent insurance companies; Description: Sometimes receives direct compensation (including commissions) from various companies for insurance related business under life, health, disability, property & casualty licenses. This is in addition to compensation received from Turning Point related to this business; Position Title: Insurance Sales; Responsibilities Duties: Finding insurance products for clients that meet their needs. Including contracting with separate companies to underwrite insurance business. Sometimes compensation is received from making introductions to insurance agencies.; Hours per month during trading hours: 15; Hours per month outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 10 4) St Johns Regional school (K-8); Investment-related: No; Locations: 8414 Opossumtown Pike, Frederick, MD 21702; Description: PRIVATE SCHOOL; Position/Title: BOARD OF DIRECTORS; Responsibilities/Duties: helping the school make budgeting decisions and help with the strategic direction of the school. Start date: 12/1/2020; Hours per month devoted to the business: 2; During trading hours: 0 hours; Outside trading hours: 2 hours; Percentage of total yearly compensation expected to be derived from the business: $0.00 UNPAID. 5) Landlord; Investment related: Yes; Location: 1719 Castle Rock Rd Frederick Maryland 21701; Description: I engage in renting and managing real estate for rental income.; Position Title: Landlord/Owner; Responsibilities Duties: Managing real estate; Start date: 2020-06-17; Hours per month during trading hours: 0; Hours per month outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10. 6) From The Ground Up Rental Properties LLC; Managing Member; Investment related: Yes; Location: 1719 Castle Rock Rd Frederick MD 21701; Description: Amending existing rental property/landlord OBA to simply include the fact that I have an LLC; From The Ground Up Rental Properties, LLC; which manages rental properties. The existing LLC could also manage other future LLCs which hold those properties. After talking to John Quinn, he felt it would be good to name the LLC and that saying that it could manage other LLCs that hold property would be fine since everything would flow back to the parent entity. ; Start date: 2023-11-06; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Brennan Gmeiner.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-17