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Marina Rickie Lopez Hernandez

Charles Schwab & Co., Inc.

Lone Tree, CO

Wimauma, FL

CRD 6389661

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-23
TX RA APPROVED_RES 2023-01-03
  • FL RA
    APPROVED
    Since 2024-05-23
  • TX RA
    APPROVED_RES
    Since 2023-01-03

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Wimauma, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Wimauma FL 08/2014 Present
Heritage Group Partners, Inc. Centennial CO 10/2007 05/2017
Charles Schwab Bank St. Petersburg FL 03/2017 06/2019
  • 08/2014 → Present
    Charles Schwab & Co., Inc.
    Wimauma, FL
  • 10/2007 → 05/2017
    Heritage Group Partners, Inc.
    Centennial, CO
  • 03/2017 → 06/2019
    Charles Schwab Bank
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-12
S63 Uniform Securities Agent State Law Examination 2014-12-19
  • S66 Uniform Combined State Law Examination
    2019-11-12
  • S63 Uniform Securities Agent State Law Examination
    2014-12-19
Other Names
  • Marina Rickie Lopez

View on SEC IAPD

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