Daniel Thomas Borah

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2017-06-05

CO RA
APPROVED

Since 2017-06-05

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	08/2014	Present

08/2014 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Other Businesses

1)Doordash, Not Investment-Related - 10400 Park Meadows DR APT 347, Lone Tree, Colorado, 80124 - Food Delivery Services, Driver, 07/08/2019, 5 hours during securities trading hours, I am looking to be able to act as a contractor delivering with Door Dash on an intermittent basis. 2)Tactile LLC|Investment Related:No|Rental Services (Other than Real Estate)|Owner|2023-07-25|Hours Per Month:Less than 20|Hours Spent during Security Trading:0|Establishment, ownership and operation of an LLC that will purchase and rent out vehicles (rental cars), primarily on the Turo platform.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-05
S63	Uniform Securities Agent State Law Examination	2014-12-19

S66 Uniform Combined State Law Examination

2017-06-05
S63 Uniform Securities Agent State Law Examination

2014-12-19

View on SEC IAPD