Andrew Goodman

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-10
TX	RA	APPROVED_RES	2025-03-31

NY RA
APPROVED

Since 2025-12-10
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Massapequa Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Prudential Insurance Company Of America	Melville	NY	08/2014	12/2019
Pruco Securities, Llc	Melville	NY	08/2014	12/2019
Massmutual	New York	NY	12/2019	01/2021
Mml Investors Services	New York	NY	01/2020	01/2021
Ameriprise Financial Services, Llc	New York	NY	01/2021	02/2021
Securities America, Inc.	New York	NY	01/2023	02/2024
Unemployed	Massapequa Park	FL	08/2022	12/2022
Captrust	Lake Success	NY	06/2022	08/2022
Mbo Partners	Massapequa Park	NY	05/2021	06/2022
Unemployed	Massapequa Park	NY	01/2021	04/2021
Fidelity Investments	Clearwater	FL	07/2024	Present
Unmployed	Massapequa Park	NY	02/2024	07/2024
Fidelity Investments	Boston	MA	03/2025	Present

08/2014 → 12/2019

The Prudential Insurance Company Of America

Melville, NY
08/2014 → 12/2019

Pruco Securities, Llc

Melville, NY
12/2019 → 01/2021

Massmutual

New York, NY
01/2020 → 01/2021

Mml Investors Services

New York, NY
01/2021 → 02/2021

Ameriprise Financial Services, Llc

New York, NY
01/2023 → 02/2024

Securities America, Inc.

New York, NY
08/2022 → 12/2022

Unemployed

Massapequa Park, FL
06/2022 → 08/2022

Captrust

Lake Success, NY
05/2021 → 06/2022

Mbo Partners

Massapequa Park, NY
01/2021 → 04/2021

Unemployed

Massapequa Park, NY
07/2024 → Present

Fidelity Investments

Clearwater, FL
02/2024 → 07/2024

Unmployed

Massapequa Park, NY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2024-08-27 → 2025-03-31

Fidelity Personal And Workplace Advisors

Clearwater, FL
2023-01-09 → 2024-02-08

Securities America Advisors, Inc.

New York, NY

New York, NY
2020-01-13 → 2021-01-22

Mml Investors Services, Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-23
S63	Uniform Securities Agent State Law Examination	2014-10-22

S65 Uniform Investment Adviser Law Examination

2015-03-23
S63 Uniform Securities Agent State Law Examination

2014-10-22

Designations

Other Names

Andrew Mark Goodman
Andrew Goodman

View on SEC IAPD