Jose A Correa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL
• 10/2007 → Present
  Bank Of America, N.A.
  Winter Park, FL

Other Businesses

I*541315For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Ocala, Florida, 34476Nature of business: Position, title, association: Sole owner, Start date of relationship: 12/1/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*2100365, Entity Type: Fiduciary, Name of OBA: L E, Address: Miami , Florida, 33173, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 22-Nov-2024, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4836303, Entity Type: , Name of OBA: Estate of L E, Address: Miami, Florida, 33173, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 07/07/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2014-12-26

Other Names

• Jose Antonio Correa