Kenneth Dale Johnson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 07/2021
  City Of Muskegon
  Muskegon, MI
• 10/2014 → 07/2021
  Waddell & Reed, Inc
  Muskegon, MI
• 05/2015 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Muskegon, MI
• 08/2017 → 07/2021
  Nims Neighborhood Association
  Muskegon, MI
• 05/2021 → 07/2021
  Committee To Elect Ken Johnson
  Muskegon, MI
• 07/2021 → Present
  Lpl Financial Llc
  Norton Shores, MI

Previous Registrations

• 2015-03-31 → 2021-07-21
  Waddell & Reed
  Muskegon, MI
  Grand Rapids, MI
  Hamden, CT
  Norton Shores, MI

Other Businesses

1)11/01/2014 - Other - Council Member / Mayor Cerimonial and Chair for Meetings / Not Investment Related / 10Hrs/Mo / Muskegon, MI 49443 2)04/28/2021 - Other - Mayoral Candidate Campaign Committee - May / Committee to Elect Ken Johnson / 5Hrs/Mo / Muskegon, MI 49441

Exams

• S66 Uniform Combined State Law Examination
  2015-03-30

Other Names

• Ken Dale Johnson
• Ken Johnson