Jana K Castanon

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 04/2017
  Ameriprise Financial Services Inc
  Overland Park, KS
• 07/2017 → 11/2017
  Prudential
  Overland Park, KS
• 12/2017 → Present
  Principal Life Insurance Company
  Overland Park, KS
• 01/2018 → 08/2021
  Principal Securities Inc
  Overland Park, KS
• 08/2021 → Present
  Nationwide Investment Services Corp
  Columbus, OH

Previous Registrations

• 2018-01-10 → 2021-08-13
  Principal Securities, Inc.
  Overland Park, KS
• 2015-11-06 → 2017-05-03
  Ameriprise Financial Services, Llc
  Leawood, KS

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-11-18
• S65 Uniform Investment Adviser Law Examination
  2015-11-06

Other Names

• Jana K Philbrook
• Jana K Root
• Jana K Castanon
• Jana Castanon