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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Charlotte | NC | 03/2020 | 08/2023 |
| Prudential | Charlotte | NC | 08/1999 | 02/2020 |
| City National Bank | Charlotte | NC | 08/2020 | 08/2023 |
| Pruco Securities, Llc | Charlotte | NC | 09/2023 | 11/2024 |
| The Prudential Insurance Co. Of America | Charlotte | NC | 09/2023 | Present |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
NAME OF ENTITY: Azalea Hill ADDRESS: 125 Azalea Heights Lane Boone, NC 28607 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: mountain cabin that is used for both personal use and rental income CAPACITY: Owner - Passive START DATE: 9/1/2010 DUTIES: I collect rental income from Blue Ridge Rentals which is the management company that manages the property HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 CHUBB POSITION: Business Development Manager NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/28/2023 ADDRESS: 11525 North Community House Rd, Suite 650, Charlotte NC 28277, United States DESCRIPTION: Business Development for employee benefits CARTER FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: Finance and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/08/2023 ADDRESS: 301 S McDowell St, Unit 802, Charlotte NC 28204, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-07 |
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