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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-09-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2014 | 11/2016 |
| The Prudential Insurance Company Of America | Columbia | SC | 01/2017 | 06/2017 |
| Pruco Securities Llc | Columbia | SC | 01/2017 | 06/2017 |
| Unemployed | Travelers Rest | SC | 11/2016 | 01/2017 |
| Cuna Brokerage Services, Inc., | Waverly | IA | 09/2017 | 09/2019 |
| Cuna Mutual Group | Waverly | IA | 09/2017 | 09/2019 |
| Shortfields Restaurant | Travelers Rest | SC | 07/2017 | 09/2017 |
| First National Bank Of Pa | Monroe | NC | 09/2019 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2019 | Present |
| Cetera Investment Advisors Llc | Monroe | NC | 09/2019 | Present |
1) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 2) OWNER/OPERATOR OF JDADDY HAULING; HAUL AWAY LOOSE YEARD MATERIAL OR OVERSIZED HOUSEHOLD OBJECTS; 4 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-08 |
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