Richard Laffitte Malinowski

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2019-09-30
TX	RA	APPROVED	2017-06-28
FL	RA	APPROVED	2016-07-26

SC RA
APPROVED

Since 2019-09-30
TX RA
APPROVED

Since 2017-06-28
FL RA
APPROVED

Since 2016-07-26

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	08/2014	Present
Bank Of America, N.A.	Jacksonville	FL	06/2017	Present

08/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
06/2017 → Present

Bank Of America, N.A.

Jacksonville, FL

Other Businesses

I*2600280, Entity Type: Entity For Profit, Name of OBA: Scrap Metal Permit with State of SC, Address: Charleston, South Carolina, 29407, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 07/07/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Scrap Metal Permit I hold the permit.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-22

S66 Uniform Combined State Law Examination

2016-07-22

Other Names

Richard Laffitte Malinowski
Richard L Malinowski

View on SEC IAPD