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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Paynesville | MN | 09/2014 | 01/2018 |
| Cwm, Llc | Omaha | NE | 01/2018 | 12/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2018 | 01/2022 |
| Woodbury Financial Services Inc | Avon | MN | 01/2022 | 01/2024 |
| Osaic Wealth, Inc. | Avon | MN | 01/2024 | Present |
1) CENTRAL MN SEEDS, LLC POSITION: Owner, Secretary NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 43449 State Hwy 55, Belgrade MN 56312, United States DESCRIPTION: Co-owner with my husband, Secretary 2) NORTH FORK MUTUAL FIRE INSURANCE COMPANY POSITION: Board Member NATURE: Mutual Insurance Company INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 401 Washburn Ave, Belgrade MN 56312, United States DESCRIPTION: Attend Board meetings and provide guidance and direction to manager 3) KURT & MICHELLE HERICKHOFF POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2011 ADDRESS: 26536 Highway 71, Belgrade MN 56312, United States DESCRIPTION: No direct duties 4) BLACK FINANCIAL SERVICES, INC. POSITION: Woodbury Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/04/2022 ADDRESS: Avon Ave N, Avon MN 56310, United States DESCRIPTION: Investment Services, Financial Planning, Life & Long Term Care Insurance 5) FIXED INSURANCE WITH VARIOUS COMPANIES POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/04/2022 ADDRESS: 110 Avon Avenue North, PO Box 346, Avon MN 56310, U.S. DESCRIPTION: Sell Life and Long Term Care Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-13 |
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