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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-03-09 |
Branch Locations
1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-08-31 |
Branch Locations
601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States
1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pearson Education | Boston | MA | 01/2012 | Present |
| Bb&T | Greenville | NC | 04/2016 | 05/2018 |
| Lincoln Investment | Greenville | NC | 06/2018 | Present |
| The Cardinal Group Inc | Greenville | NC | 06/2018 | Present |
PEARSON EDUCATION POSITION: I'm an independent contractor with Pearson. NATURE: Content Development INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2018 ADDRESS: 966 Appaloosa Trl, Grimesland NC 27837, United States DESCRIPTION: I develop content that will be included in various finance textbooks. This includes creating content. This is not a position that has anything to do with selling, investments, investment related activity, insurance, or meeting with any clients or people. I am simply given existing content to edit/improve, or I create new content from scratch. ALPHA INVESTMENT MANAGEMENT LLC POSITION: I own the LLC. NATURE: Single-member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 966 Appaloosa Trail, Grimesland NC 27837, United States DESCRIPTION: I do not perform any actions under the name of my LLC. I created the LLC strictly to run my revenues through for liability protection. I do not use the name to transact business or interact with clients. I do not use the name in any advertisements. PITT COMMUNITY COLLEGE POSITION: adjunct teacher NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2025 ADDRESS: 1986 Pitt Tech Rd, Winterville NC 28590, United States DESCRIPTION: I teach business classes. I post assignments and answer student emails.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-02 |
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