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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-03-09
  • NC RA
    APPROVED
    Since 2020-03-09

Branch Locations

1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-08-31
  • NC RA
    APPROVED
    Since 2018-08-31

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pearson Education Boston MA 01/2012 Present
Bb&T Greenville NC 04/2016 05/2018
Lincoln Investment Greenville NC 06/2018 Present
The Cardinal Group Inc Greenville NC 06/2018 Present
  • 01/2012 → Present
    Pearson Education
    Boston, MA
  • 04/2016 → 05/2018
    Bb&T
    Greenville, NC
  • 06/2018 → Present
    Greenville, NC
  • 06/2018 → Present
    The Cardinal Group Inc
    Greenville, NC
Other Businesses

PEARSON EDUCATION POSITION: I'm an independent contractor with Pearson. NATURE: Content Development INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2018 ADDRESS: 966 Appaloosa Trl, Grimesland NC 27837, United States DESCRIPTION: I develop content that will be included in various finance textbooks. This includes creating content. This is not a position that has anything to do with selling, investments, investment related activity, insurance, or meeting with any clients or people. I am simply given existing content to edit/improve, or I create new content from scratch. ALPHA INVESTMENT MANAGEMENT LLC POSITION: I own the LLC. NATURE: Single-member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 966 Appaloosa Trail, Grimesland NC 27837, United States DESCRIPTION: I do not perform any actions under the name of my LLC. I created the LLC strictly to run my revenues through for liability protection. I do not use the name to transact business or interact with clients. I do not use the name in any advertisements. PITT COMMUNITY COLLEGE POSITION: adjunct teacher NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2025 ADDRESS: 1986 Pitt Tech Rd, Winterville NC 28590, United States DESCRIPTION: I teach business classes. I post assignments and answer student emails.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-13
S63 Uniform Securities Agent State Law Examination 2018-07-02
  • S65 Uniform Investment Adviser Law Examination
    2018-08-13
  • S63 Uniform Securities Agent State Law Examination
    2018-07-02
Other Names
  • Brian Daniel Nethercutt
  • Brian Nethercutt

View on SEC IAPD

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