Brenna Louise Race

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 02/2018
  Scottrade
  St. Louis, MO
• 02/2018 → 12/2022
  Td Ameritrade, Inc.
  Southlake, TX
• 04/2022 → Present
  Charles Schwab & Co., Inc.
  Saint Louis, MO

Previous Registrations

• 2017-11-29 → 2022-10-14
  Td Ameritrade, Inc.
  St Louis, MO
  St Louis, MO
  Westlake, TX
  St. Louis, MO
• 2017-01-19 → 2018-03-17
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1) Equine Assisted Therapy | Investment Related:No|3369 Hwy 109|Wildwood|Missouri|63038|USA|Healthcare Services|Certified Therapeutic Riding Instructor|5/1/2020|20-40|0|design and teach therapeutic riding classes for students with a wide range of diagnoses and levels of function, provide quarterly progress updates regarding students to office staff for presentation to board of directors, assist with volunteer classes and fundraising events

Exams

• S66 Uniform Combined State Law Examination
  2017-01-19
• S63 Uniform Securities Agent State Law Examination
  2014-12-23

Other Names

• Brenna Race Johnson