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37 S. River Street, Aurora, IL 60506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-16 |
| IL | RA | APPROVED | 2019-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old Second Bank | Aurora | IL | 07/2013 | Present |
| Lpl Financial | Aurora | IL | 08/2015 | 03/2019 |
| River Street Advisors, Llc | Aurora | IL | 03/2019 | Present |
Old Second National Bank (Banking or Thrift Institution) - Investment Related. 37 South River Street, Aurora, IL 60506. AVP Wealth Advisor for Wealth Management Department (30% of time) with 10 hours per week spent during trading hours on duties related to bank activities. River Street Advisors is a subsidiary of Old Second National Bank.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2015-05-28 |
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