Ernest Collins

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 09/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pleasanton, CA
• 02/2017 → 09/2019
  Bank Of America, N.A.
  Pleasanton, CA
• 09/2019 → 03/2023
  Citigroup
  San Ramon, CA
• 03/2023 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2023 → Present
  Uncle Credit Union
  Livermore, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Livermore, CA

Previous Registrations

• 2019-11-12 → 2023-03-29
  Citigroup Global Markets Inc.
  Danville, CA
  San Lorenzo, CA
  San Francisco, CA
  Dublin, CA
  San Ramon, CA
  Ft Lauderdale, FL
  Fresno, CA
• 2016-10-10 → 2019-10-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Pleasanton, CA
  Livermore, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-07
• S63 Uniform Securities Agent State Law Examination
  2014-10-27

Other Names

• Ernie Collins
• Ernest Collins
• Ernest Clint Collins