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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-03
FL RA APPROVED 2020-01-23
  • TX RA
    APPROVED
    Since 2020-03-03
  • FL RA
    APPROVED
    Since 2020-01-23

Branch Locations

407 N Parsons Ave, Brandon, FL 33510 • United States

Plant City, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Brandon FL 10/2014 Present
Thrivent Financial Appleton WI 04/2015 Present
Other Businesses

ROOSTERS RESTORATIONS POSITION: 10% Partner NATURE: Landscape Services, Lawn Maintenance, Mulch Installation & Pressure Washing. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 4836 Musket Dr, Lakeland FL 33810, United States DESCRIPTION: Once a month review P&L statements and expenses. Suggest ways for the company to become more efficient while retaining a high standard of quality for customers and employees.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-21
S63 Uniform Securities Agent State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2020-01-21
  • S63 Uniform Securities Agent State Law Examination
    2015-01-22

View on SEC IAPD

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