Christopher Gross

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-08
TX	RA	APPROVED	2023-12-07

FL RA
APPROVED

Since 2023-12-08
TX RA
APPROVED

Since 2023-12-07

Branch Locations

Panama City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Panama City	FL	08/2014	12/2023
Bank Of America, N.A.	Panama City	FL	01/2015	Present
Lpl Financial Llc	Panama City Beach	FL	12/2023	Present

08/2014 → 12/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Panama City, FL
01/2015 → Present

Bank Of America, N.A.

Panama City, FL
12/2023 → Present

Lpl Financial Llc

Panama City Beach, FL

Previous Registrations

2014-12-09 → 2023-12-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Panama City, FL

Destin, FL

Other Businesses

1) 07/28/2025 - Plutus Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/15/2025 - 160 Hrs/Mth - 80 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-04

S66 Uniform Combined State Law Examination

2014-12-04

View on SEC IAPD