Matthew Johnson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2018
  Capital One Investment Services, Llc
  New Orleans, LA
• 01/2015 → 03/2018
  Capital One Sharebuilder, Inc.
  Gonzales, LA
• 03/2018 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2015-09-03 → 2018-03-27
  Capital One Advisors, Llc
  Gonzales,, LA
  Mclean, VA

Other Businesses

1. 7/23/2018 - MJWM, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/11/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Passthrough commissions and advisory fees for tax purposes. 2. 9/15/2018 - Matthew R Johnson LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/28/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Passthrough commissions and advisory fees for tax purposes. 3. 3/16/2023 - Johnson Wealth Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2023 - 130 Hours Per Month/7 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-09-02

Designations

• Certified Financial Planner