Best Investors Account Sign in

Ni Liang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA

Newport Beach, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-05
CA RA APPROVED 2014-11-11
  • TX RA
    APPROVED
    Since 2015-06-05
  • CA RA
    APPROVED
    Since 2014-11-11

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 08/2014 Present
Bank Of America, N.A. Brea CA 01/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-10
  • S66 Uniform Combined State Law Examination
    2014-11-10
Other Names
  • Bill Liang

View on SEC IAPD

Other Firms

INVESTLINC WEALTH SERVICES
MORGAN STANLEY
LPL FINANCIAL LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
MINISTRY PARTNERS SECURITIES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
U.S. BANCORP ADVISORS, LLC

Other Investors

RICK RONALD EMMETT
WEST ALAN COHAN
HUAN-BIN ERIC LEE
ANNA LAURA DIAZ
PETER O PAIK
CHRISTOPHER RAYA SCIARRA
KEVIN OWEN SIMON
CHRISTINA MOON

Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
MORGAN STANLEY · Brea, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA

More in Brea, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor