Jian Liu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 12/2015 → Present
  Bank Of America, N.A.
  San Francisco, CA

Other Businesses

I*860302 For profit or not for profit: Entity For Profit Name of outside business organization: in-home supportive services Investment related: N Address of business: SAN FRANCISCO, California, 94133 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 6/1/2022 Number of hours devoted: 50 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: CAREGIVER, Take good care of my father in-law such as take him to walk, cooking for him, doing housework and so on

Exams

• S66 Uniform Combined State Law Examination
  2018-02-16
• S63 Uniform Securities Agent State Law Examination
  2014-11-20

Other Names

• Mike Liu
• Jian Liang Liu