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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-23
  • TX RA
    APPROVED
    Since 2025-11-23

Branch Locations

1905 Loop 332, Liberty Hill, TX 78642 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas State University San Marcos TX 08/2014 05/2019
Woodmen Of The World Life Insurance Society Omaha NE 05/2014 09/2025
Woodmen Financial Services, Inc. Omaha NE 01/2021 09/2025
Raymond James Financial Services, Inc. Liberty Hill TX 10/2025 Present
Raymond James Financial Services Advisors, Inc Liberty Hill TX 11/2025 Present
  • 08/2014 → 05/2019
    Texas State University
    San Marcos, TX
  • 05/2014 → 09/2025
    Woodmen Of The World Life Insurance Society
    Omaha, NE
  • 01/2021 → 09/2025
    Woodmen Financial Services, Inc.
    Omaha, NE
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Liberty Hill, TX
  • 11/2025 → Present
    Liberty Hill, TX
Other Businesses

(1)Name of Business: Oak Crest Insurance Address: 1905 Loop 332, Liberty Hill, TX, 78642-4207, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/28/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Insurance Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-15
S63 Uniform Securities Agent State Law Examination 2021-04-30
  • S65 Uniform Investment Adviser Law Examination
    2025-10-15
  • S63 Uniform Securities Agent State Law Examination
    2021-04-30

View on SEC IAPD

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