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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-06-02
  • DC RA
    APPROVED
    Since 2026-06-02

Branch Locations

Laurel, MD • United States

Laurel, MD • United States

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor, Washington, DC 20004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank (Usa) Inc. Washington DC 07/2015 12/2017
Hsbc Securities (Usa) Inc. Washington DC 07/2015 12/2017
Hsbc Bank (Usa) Inc. Washington DC 12/2017 10/2019
Hsbc Securities (Usa) Inc. Washington DC 12/2017 10/2019
Citigroup Global Markets Inc (Crd #7059) Washington DC 10/2019 Present
Citi Private Alternatives, Llc (Crd #153777) Washington DC 10/2019 Present
  • 07/2015 → 12/2017
    Hsbc Bank (Usa) Inc.
    Washington, DC
  • 07/2015 → 12/2017
    Hsbc Securities (Usa) Inc.
    Washington, DC
  • 12/2017 → 10/2019
    Hsbc Bank (Usa) Inc.
    Washington, DC
  • 12/2017 → 10/2019
    Hsbc Securities (Usa) Inc.
    Washington, DC
  • 10/2019 → Present
    Citigroup Global Markets Inc (Crd #7059)
    Washington, DC
  • 10/2019 → Present
    Citi Private Alternatives, Llc (Crd #153777)
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-23
S63 Uniform Securities Agent State Law Examination 2015-05-18
  • S65 Uniform Investment Adviser Law Examination
    2026-05-23
  • S63 Uniform Securities Agent State Law Examination
    2015-05-18
Other Names
  • Jennifer Nicole Lewis

View on SEC IAPD

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