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Adrian Lea Hall

LPl Financial LLC

Waynesboro, VA

Lottsburg, VA

CRD 6387666

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-01-24
  • VA RA
    APPROVED
    Since 2019-01-24

Branch Locations

222 S. Wayne Ave, Waynesboro, VA 22980-4622 • United States

Lottsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Lottsburg VA 05/2016 03/2017
Sonabank Heathsville VA 03/2017 07/2018
Financial Management Inc. Waynesboro VA 07/2018 Present
Lpl Financial Llc Lottsburg VA 07/2018 Present
  • 05/2016 → 03/2017
    Unemployed
    Lottsburg, VA
  • 03/2017 → 07/2018
    Sonabank
    Heathsville, VA
  • 07/2018 → Present
    Financial Management Inc.
    Waynesboro, VA
  • 07/2018 → Present
    Lpl Financial Llc
    Lottsburg, VA
Previous Registrations
Other Businesses

1)9/24/18- Financial Management, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Waynesboro, VA - start date 7/23/18- 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-21
  • S66 Uniform Combined State Law Examination
    2019-01-21
Other Names
  • Adrian Lea Fridenstine

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

John Ralph Showalter
Bruce Chadwick Hatter
Zachary Steven Hatter

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · WAYNESBORO, VA
LPL FINANCIAL LLC · WAYNESBORO, VA
EDWARD JONES · WAYNESBORO, VA

More in Waynesboro, VA

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