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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-01-24
  • VA RA
    APPROVED
    Since 2019-01-24

Branch Locations

222 S. Wayne Ave, Waynesboro, VA 22980-4622 • United States

Lottsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Lottsburg VA 05/2016 03/2017
Sonabank Heathsville VA 03/2017 07/2018
Financial Management Inc. Waynesboro VA 07/2018 Present
Lpl Financial Llc Lottsburg VA 07/2018 Present
  • 05/2016 → 03/2017
    Unemployed
    Lottsburg, VA
  • 03/2017 → 07/2018
    Sonabank
    Heathsville, VA
  • 07/2018 → Present
    Financial Management Inc.
    Waynesboro, VA
  • 07/2018 → Present
    Lottsburg, VA
Previous Registrations
Other Businesses

1)9/24/18- Financial Management, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Waynesboro, VA - start date 7/23/18- 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-21
  • S66 Uniform Combined State Law Examination
    2019-01-21
Other Names
  • Adrian Lea Fridenstine

View on SEC IAPD

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