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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-13
  • TX RA
    APPROVED
    Since 2012-11-13

Branch Locations

208 Aspenway Dr, Coppell, TX 75019 • United States

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Coppell TX 10/2009 Present
Advisor Resource Council (Dba: 360 Wealth Management) Coppell TX 11/2012 Present
  • 10/2009 → Present
    Lpl Financial Llc
    Coppell, TX
  • 11/2012 → Present
    Advisor Resource Council (Dba: 360 Wealth Management)
    Coppell, TX
Previous Registrations
Other Businesses

1. 10/21/2009 - REAL ESTATE RENTAL - LAND RENTAL AT 3815 COUNTY ROAD P25, KENNARD, NEBRASKA 68034. 2. 9/23/2013: DBA ONLY - 360 WEALTH MANAGEMENT, LLC - DBA ONLY FOR THE HYBRID RIA I USE FOR MY ADVISORY BUSINESS - TIME SPENT 50% - COPPELL, TX. 3. 2/15/2018 - No Business Name - Investment Related - Fraser, CO - Real Estate Rental - Started 02/02/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Rental of Vacation Home. 4. 10/3/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address,the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 2006-05-05
  • S65 Uniform Investment Adviser Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    2006-05-05
Designations

View on SEC IAPD

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