Thomas Rudolf Philipp

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-06-28
FL	RA	APPROVED	2023-06-21
TX	RA	APPROVED	2013-06-25

MO RA
APPROVED

Since 2023-06-28
FL RA
APPROVED

Since 2023-06-21
TX RA
APPROVED

Since 2013-06-25

Branch Locations

713 Main Street, Coppell, TX 75019 • United States

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Management Inc.	Coppell	TX	06/2013	Present
Professional Wealth Management Group	Coppell	TX	06/2010	Present

06/2013 → Present

Geneos Wealth Management Inc.

Coppell, TX
06/2010 → Present

Professional Wealth Management Group

Coppell, TX

Previous Registrations

2004-08-25 → 2013-07-03

Hornor, Townsend & Kent, Llc

Addison, TX

Addison, TX

Grapevine, TX

Grapevine, TX
2002-01-09 → 2004-08-20

New England Securities

Dallas, TX

Other Businesses

1) DBA: WILL WORK UNDER PROFESSIONAL WEALTH MANAGEMENT GROUP BUSINESS LOCATED AT BRANCH LOCATION. 2) IDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE BUSINESS. 3) PROFESSIONAL PLANNING GROUP INC-OWNER. 4) PPG MGMT LLC-OWNER/RENTAL INCOME. 5) A&T PHILIPP LLC-OWNER/MANAGER. 6) LAKE TRAVIS CONDO LLC-OWNER. 7) REGISTERED AGENT TO TEXAS LLC'S.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-09
S63	Uniform Securities Agent State Law Examination	1999-09-20

S65 Uniform Investment Adviser Law Examination

2000-08-09
S63 Uniform Securities Agent State Law Examination

1999-09-20

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Tom Rudolf Philipp
Tommy Rudolf Philipp

View on SEC IAPD