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Kimberly Hayes

Citizens Securities, Inc.

Saratoga Springs, NY

West Palm Beach, FL

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-28
  • NY RA
    APPROVED
    Since 2026-01-28

Branch Locations

1 Ballston Ave. Ms: Nya031, Saratoga Springs, NY 12866 • United States

777 S Flagler Drive Suite #142, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investments Services New York NY 08/2014 12/2022
Citizens Securities, Inc. Westwood MA 07/2023 Present
Citizens Bank, N/A Saratoga Springs NY 07/2023 Present
Citizens Bank Queensbury NY 12/2022 07/2023
  • 08/2014 → 12/2022
    Cco Investments Services
    New York, NY
  • 07/2023 → Present
    Citizens Securities, Inc.
    Westwood, MA
  • 07/2023 → Present
    Citizens Bank, N/A
    Saratoga Springs, NY
  • 12/2022 → 07/2023
    Citizens Bank
    Queensbury, NY
Previous Registrations
Other Businesses

Notary Public

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-28
S63 Uniform Securities Agent State Law Examination 2023-09-15
  • S65 Uniform Investment Adviser Law Examination
    2026-01-28
  • S63 Uniform Securities Agent State Law Examination
    2023-09-15
Other Names
  • Kimberly J Shook
  • Kimberly J Dobbie

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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