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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-03
  • TX RA
    APPROVED_RES
    Since 2021-11-03

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2014 08/2017
Jpmorgan Chase Bank Na New York NY 05/2011 08/2017
Jpmorgan Chase Bank, N.A. Boston MA 05/2018 Present
Jpmorgan Securities, Llc. Boston MA 05/2018 Present
The Trade Desk New York NY 08/2017 05/2018
Sir Winston Boston MA 07/2021 09/2024
N/A (Self) Boston MA 09/2024 Present
  • 08/2014 → 08/2017
    New York, NY
  • 05/2011 → 08/2017
    Jpmorgan Chase Bank Na
    New York, NY
  • 05/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 05/2018 → Present
    Jpmorgan Securities, Llc.
    Boston, MA
  • 08/2017 → 05/2018
    The Trade Desk
    New York, NY
  • 07/2021 → 09/2024
    Sir Winston
    Boston, MA
  • 09/2024 → Present
    N/A (Self)
    Boston, MA
Other Businesses

Entity Name: N/A (self) Investment related: No Address: N/A Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 09/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Occasionally I freelance as a DJ at various venues on the weekends. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-30
  • S63 Uniform Securities Agent State Law Examination
    2015-01-30
Other Names
  • Dan Driscoll
  • Daniel Driscoll

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