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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-08-19
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-08-19

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

590 Wells Road Suite 2, Orange Park, FL 32073 • United States

Ponte Vedra, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Advisory Services Fort Worth TX 02/2015 Present
First Command Brokerage Services Fort Worth TX 02/2015 Present
First Command Insurance Services Fort Worth TX 02/2015 Present
  • 02/2015 → Present
    Fort Worth, TX
  • 02/2015 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 02/2015 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: BRAD HB, LLC Whether the business is investment-related: No Address of the other business: 126 Shadow Ridge Trl, Ponte Vedra, FL, 32081 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Oct 05, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I have an LLC established for employing staff for First Command OSJ.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-12
S63 Uniform Securities Agent State Law Examination 2014-10-08
  • S65 Uniform Investment Adviser Law Examination
    2014-12-12
  • S63 Uniform Securities Agent State Law Examination
    2014-10-08
Other Names
  • Brad Howard Braithwaite

View on SEC IAPD

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