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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-10 |
Branch Locations
1250 Broadcasting Rd, Wyomissing, PA 19610 • United States
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Reading | PA | 05/2015 | 08/2017 |
| Santander Securities Llc | San Juan | PR | 06/2015 | 08/2017 |
| Key Investment Services Llc | Plymouth Meeting | PA | 09/2017 | 03/2018 |
| Wells Fargo Bank, Na | Wyomissing | PA | 03/2018 | Present |
| Wells Fargo Clearing Services, Llc | Wyomissing | PA | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-03 |
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