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Waseem Abbas Khan

Td Private Client Wealth LLC

Exton, PA

Allentown, PA

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-05
FL RA APPROVED 2025-12-18
NC RA APPROVED 2023-02-17
NJ RA APPROVED 2022-08-01
PA RA APPROVED 2022-08-01
  • NY RA
    APPROVED
    Since 2026-01-05
  • FL RA
    APPROVED
    Since 2025-12-18
  • NC RA
    APPROVED
    Since 2023-02-17
  • NJ RA
    APPROVED
    Since 2022-08-01
  • PA RA
    APPROVED
    Since 2022-08-01

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

5980 Hamilton Boulevard, Allentown, PA 18106-9647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Easton PA 08/2014 11/2016
Wells Fargo Bank Na Bethlehem NJ 11/2013 07/2022
Wells Fargo Clearing Services, Llc Bethlehem PA 11/2016 07/2022
Td Bank N.A Bethlehem PA 08/2022 Present
Td Private Client Wealth Llc Allentown PA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-05
S63 Uniform Securities Agent State Law Examination 2014-11-17
  • S66 Uniform Combined State Law Examination
    2021-05-05
  • S63 Uniform Securities Agent State Law Examination
    2014-11-17
Other Names
  • Waseem Abbas Khan
  • Waseem Khan

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EXTON, PA
COMPREHENSIVE FINANCIAL ADVISERS · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Exton, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA

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