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Philip Michael Frascarelli

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

CRD 6387139

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-01
TX RA APPROVED_RES 2023-11-16
PA RA APPROVED 2021-06-21
  • NJ RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED_RES
    Since 2023-11-16
  • PA RA
    APPROVED
    Since 2021-06-21

Branch Locations

601 West Erie Ave, Philadelphia, PA 19140 • United States

10168 Bustleton Ave, Philadelphia, PA 19116 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Delran NJ 08/2014 11/2016
Wells Fargo Bank Na Delran NJ 11/2011 Present
Philadelphia Eagles Philadelphia PA 08/2011 Present
Wells Fargo Clearing Services, Llc Delran NJ 11/2016 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Delran, NJ
  • 11/2011 → Present
    Wells Fargo Bank Na
    Delran, NJ
  • 08/2011 → Present
    Philadelphia Eagles
    Philadelphia, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Delran, NJ
Other Businesses

RENTAL PROPERTY; INV. RELATED; PHILADELPHIA, PA; CO-OWNER; START DATE 6/15/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES COLLECT RENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2014-12-11
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2014-12-11

View on SEC IAPD

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