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Rosario Fatima Flores

Alterna Wealth Management, Inc.

San Antonio, TX

Houston, TX

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Current Employers
Alterna Wealth Management, Inc.

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-19
TX RA APPROVED 2022-04-10
  • CA RA
    APPROVED
    Since 2024-06-19
  • TX RA
    APPROVED
    Since 2022-04-10

Branch Locations

19134 Stone Oak Parkway Ste. 200, San Antonio, TX 78258 • United States

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alterna Securities, Inc. San Antonio TX 06/2015 Present
  • 06/2015 → Present
    Alterna Securities, Inc.
    San Antonio, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-26
S66 Uniform Combined State Law Examination 2020-11-24
  • S63 Uniform Securities Agent State Law Examination
    2025-09-26
  • S66 Uniform Combined State Law Examination
    2020-11-24
Other Names
  • Fatima Flores
  • Fatima R Flores

View on SEC IAPD

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