Mark Lawrence Macleod

Employer firm

Rm Financial Services, LLC CRD 304297

$245M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 10/2023
  Next Financial Group Inc.
  Falmouth, ME
• 01/2007 → Present
  Rm Financial Services, Llc
  Delray Beach, FL
• 10/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2007 → 10/2023
  Next Financial Group Inc.
  Falmouth, ME

Previous Registrations

• 2019-10-22 → 2023-10-30
  Next Financial Group, Inc.
  Houston, TX
  Falmouth, ME
  Delray Beach, FL

Other Businesses

1) RM Financial Serivces, LLC. Investment Related. At registered location. RIA. President/IAR. 10/18/2023. Hrs/month 150 all during trading hours. Portfolio Manager/Financial Planner. 2) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. 10/18/2023. Hrs/month 5 all during trading hours. Provide insurance advice based on the needs of clients. 3) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. 10/18/2023. Hrs/month 5 all during trading hours. Provide insurance advice based on the needs of clients. 4) Bookkeeping Plus Inc. Not Investment Related. PO Box 10811 Portland, ME 04104. Accounting. Owner/CPA. 3/3/2023. Hrs/month 10 with 0 during trading hours. Preparation of individual, partnership and corporate taxes. 5) MGM Development, LLC. Not Investment Related. PO Box 10811 Portland, ME 04104. Real Estate. Owner. 10/27/2004. Hrs/month 0 all during trading hours. Owner of the business. While the corporation still exists it has not had any active projects in many years. 6) Republicash, LLC. Not Investment Related. 682 Main Street South Portland, Maine 04106. Cash Checking Service. Partner. 12/31/2011. Hrs/month 10 with 0 during trading hours. Passive partner. 7) Pinstripes, LLC. Not Investment Related. 682 Main Street South Portland, Maine 04106. Real Estate Holdings. Partner. 2/28/2011. Hrs/month 1 with 0 during trading hours. Passive partner. 8) Repcash Tax Preparation Services, LLC. Not Investment Related. 682 Main Street South Portland, Maine 04106. Tax Preparation. Owner. 2/28/2011. Hrs/month 2 with 0 during trading hours. Passive partner. 9) Repcash, LLC. Not Investment Related. 682 Main Street South Portland, Maine 04106. Real Estate Holdings. Partner. 12/31/2011. Hrs/month 2 with 0 during trading hours. Passive partner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-21
• S63 Uniform Securities Agent State Law Examination
  1998-12-04

Other Names

• Mark L Macleod