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Current Employers
Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-11
  • CA RA
    APPROVED
    Since 2026-08-11

Branch Locations

Costa Mesa, CA • United States

18709 Brookhurst St. Ste. A5, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fullerton CA 02/2026 07/2026
Jpmorgan Chase Bank, N.A. Fullerton CA 02/2026 07/2026
Wescom Anaheim CA 12/2023 02/2026
Comerica Costa Mesa CA 09/2021 12/2023
Citi Anaheim Hills CA 11/2016 09/2021
Wells Fargo Newport Beach CA 04/2014 11/2016
Navy Federal Financial Group, Llc Fountain Valley CA 08/2026 Present
Navy Federal Investment Services, Llc Fountain Valley CA 08/2026 Present
  • 02/2026 → 07/2026
    Fullerton, CA
  • 02/2026 → 07/2026
    Jpmorgan Chase Bank, N.A.
    Fullerton, CA
  • 12/2023 → 02/2026
    Wescom
    Anaheim, CA
  • 09/2021 → 12/2023
    Comerica
    Costa Mesa, CA
  • 11/2016 → 09/2021
    Citi
    Anaheim Hills, CA
  • 04/2014 → 11/2016
    Wells Fargo
    Newport Beach, CA
  • 08/2026 → Present
    Navy Federal Financial Group, Llc
    Fountain Valley, CA
  • 08/2026 → Present
    Fountain Valley, CA
Previous Registrations
  • 2026-02-25 → 2026-08-02
    Anaheim, CA
    Anaheim, CA
    Brea, CA
    Fullerton, CA
  • 2025-05-15 → 2026-03-03
    Redlands, CA
    Corona, CA
    Anaheim, CA
  • 2023-12-26 → 2025-05-15
    Cuso Financial Services, L.P.
    Anaheim, CA
    Redlands, CA
    Corona, CA
  • 2023-11-03 → 2023-12-22
    Costa Mesa, CA
  • 2021-09-30 → 2023-11-03
    Comerica Securities
    Costa Mesa, CA
  • 2020-08-04 → 2021-09-28
    Burbank, CA
    Yorba Linda, CA
    Anaheim, CA
    Fountain Valley, CA
    Fort Mill, SC
Other Businesses

T-Mobile - A wireless provider offering cell phones, data plans, internet devices, and accessories in Orange, CA - Position/title: Mobile Associate, - Start date: 07/17/2026 - Approximately 80 hrs a month during non-trade hrs - 0 hrs a month during trading hrs - Duties are to sell cell phones, data plans, internet devices, and accessories, as well as provide customer service. - The business is not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-27
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S66 Uniform Combined State Law Examination
    2020-07-27
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14
Other Names
  • Juan Manuel Herrera Moroyoqui
  • Juan Manuel Herrera-Moroyoqui
  • Juan Herrera

View on SEC IAPD

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