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Indian Harbour Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| London Bay Homes | Sarasota | FL | 09/2016 | 04/2017 |
| Century 21 Ocean | Cocoa Beach | FL | 01/2016 | 09/2016 |
| Ascendia Real Estate | Sarasota | FL | 05/2017 | 05/2020 |
| Halliday Financial, Llc | Sarasota | FL | 05/2017 | 07/2018 |
| Raymond James & Associates, Inc. | Sarasota | FL | 07/2018 | 05/2020 |
| Fidelity Brokerage Services | Sarasota | FL | 05/2020 | 06/2021 |
| J.W. Cole Financial, Inc | Tampa | FL | 07/2021 | 11/2021 |
| J.W. Cole Advisors, Inc | Tampa | FL | 07/2021 | 11/2021 |
| Semmax Financial Advisors, Inc. | Winston Salem | NC | 12/2021 | 05/2022 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 06/2022 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 06/2022 | Present |
| Financial Planning By Design Llc | Indian Harbour Beach | FL | 10/2023 | Present |
Penny Di Giovanna is the sole owner of Wise Penny Consulting LLC, located at 205 Mohawk Way, Indian Harbour Beach, FL 32937. Date affiliated is 2/14/2023. Wise Penny Consulting LLC is not investment related. Wise Penny Consulting LLC provides non-investment consulting services related to family governance, financial education, and family transitions including divorce. This activity accounts for approximately six (6) hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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