Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-14
MN RA APPROVED 2015-08-21
  • TX RA
    APPROVED
    Since 2015-09-14
  • MN RA
    APPROVED
    Since 2015-08-21

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 10/2014 Present
Bank Of America, N.A. Wayzata MN 12/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-20
  • S66 Uniform Combined State Law Examination
    2015-08-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wayzata, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor