Rebecca Haines Borton

Current Employers

Employment History

• 08/2014 → 05/2018
  Raymond James Financial Services,Inc
  Reston, VA
• 08/2014 → 04/2018
  Jtb International Inc. And Global Advisor Group
  Reston, VA
• 05/2018 → 08/2018
  Morgan Stanley
  Mclean, VA
• 06/2018 → 08/2018
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 09/2018 → 05/2021
  Commonwealth Financial Network
  Waltham, MA
• 08/2018 → 05/2021
  Concentric Private Wealth
  Mclean, VA
• 06/2021 → 10/2024
  Maven Financial
  Leesburg, VA
• 06/2021 → 10/2024
  Nylife Securities Llc
  Bethesda, MD
• 04/2022 → 10/2024
  Eagle Strategies Llc
  Leesburg, VA
• 11/2024 → Present
  Timothy Richardson Llc Dba Greenspace Financial
  Herndon, VA
• 11/2024 → 09/2025
  Avantax Investment Services Inc.
  Herndon, VA
• 11/2024 → 09/2025
  Avantax Advisory Services
  Herndon, VA
• 11/2024 → 09/2025
  Avantax Insurance Agency, Llc
  Herndon, VA
• 06/2025 → Present
  Equity Index Annuity
  Herndon, VA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Herndon, VA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2026 → Present
  Compassion In Action, Inc.
  Herndon, VA

Previous Registrations

• 2024-11-01 → 2025-09-05
  Avantax Advisory Services
  Herndon, VA
  Chester, CT
  Dallas, TX
• 2022-04-11 → 2024-11-06
  Eagle Strategies Llc
  Leesburg, VA
  Herndon, VA
  Frisco, TX
  Herndon, VA
  Dallas, TX
• 2018-09-07 → 2021-06-01
  Commonwealth Financial Network
  Mclean, VA
• 2018-06-01 → 2018-09-04
  Morgan Stanley
  Mclean, VA

Other Businesses

1) TIMOTHY RICHARDSON LLC DBA GREENSPACE FINANCIAL (EA) POSITION: Client Service Administrator NATURE: Timothy Richardson is an Enrolled Agent and offers tax return preparation services to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2024 ADDRESS: 1211 Bond St, Herndon VA 20170, United States DESCRIPTION: I will provide administrative and client service support. This will include managing incoming and outgoing correspondence with clients, data gathering and storage, data entry, and billing.I will provide tax preparation administration under the supervision of an Enrolled Agent until such time as I become an EA and my responsibilities expand. 2) TIMOTHY RICHARDSON LLC DBA GREENSPACE FINANCIAL (WM) POSITION: Financial Planner NATURE: Greenspace offers investments and financial planning through Avantax. It has managed accounts and direct mutual funds. INVESTMENT RELATED: Yes NUMBER OF HOURS: 88 SECURITIES TRADING HOURS: 88 START DATE: 11/01/2024 ADDRESS: 1211 Bond St, Herndon VA 20170, United States DESCRIPTION: 1) Investment management of existing clients (servicing) 2) Prospecting new investment and financial planning 3) Financial planning (for a fee) through Avantax 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2025; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: COMPASSION IN ACTION, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS SECURITIES / REGISTERED BUSINESS ADDRESS NATURE OF BUSINESS: 501C3; FUNDRAISING EVENTS FOR OTHER CHARITIES. ESTABLISHING THIS ENTITY TO REDUCE LIABILITY TO HOLD A BENEFIT CONCERT FOR LOCAL CHARITIES START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: PRESIDENT HRS PER WEEK: 5 HRS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: LEAD ACTIVITIES OF NON-PROFIT NON STOCK CORPORATION DESIGNED TO FUNDRAISE FOR OTHER NONPROFITS. ALL PROFITS OF ACTIVITIES FLOW TO OTHER NON-PROFIT ORGANIZATIONS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-18
• S66 Uniform Combined State Law Examination
  2018-06-01

Designations